-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IN6B3YNhf4uHvn18wHyqpP3JW2sZ19P4vZxgWd4GIRrproIbbuDNTu4fiJECA71c rdbMANgR1a4GSfRN2dH5zg== 0000950162-04-001474.txt : 20041228 0000950162-04-001474.hdr.sgml : 20041228 20041228111500 ACCESSION NUMBER: 0000950162-04-001474 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041228 DATE AS OF CHANGE: 20041228 GROUP MEMBERS: DAVID A. STOCKMAN GROUP MEMBERS: HEARTLAND INDUSTRIAL ASSOCIATES L.L.C GROUP MEMBERS: HEARTLAND INDUSTRIAL PARTNERS (C1), L.P. GROUP MEMBERS: HEARTLAND INDUSTRIAL PARTNERS (FF), L.P. GROUP MEMBERS: HEARTLAND SIDE-BY-SIDE IA, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLLINS & AIKMAN CORP CENTRAL INDEX KEY: 0000846815 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 133489233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45541 FILM NUMBER: 041227644 BUSINESS ADDRESS: STREET 1: 250 STEPHENSON HWY CITY: TROY STATE: MI ZIP: 48083 BUSINESS PHONE: 2488242500 MAIL ADDRESS: STREET 1: 250 STEPHENSON HWY CITY: TROY STATE: MI ZIP: 48083 FORMER COMPANY: FORMER CONFORMED NAME: COLLINS & AIKMAN HOLDINGS CORP/DE DATE OF NAME CHANGE: 19930914 FORMER COMPANY: FORMER CONFORMED NAME: COLLINS & AIKMAN HOLDINGS CORP DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: WCI HOLDINGS CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND INDUSTRIAL PARTNERS L P CENTRAL INDEX KEY: 0001115735 IRS NUMBER: 134098121 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 33RD FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129815613 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 33RD FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 ca13dano83-122704.txt AMENDMENT NO. 83 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 83)* COLLINS & AIKMAN CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 194830 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) W. Leslie Duffy, Esq. Jonathan A. Schaffzin, Esq. Cahill Gordon & Reindel 80 Pine Street, New York, NY 10005 (212) 701-3000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 16, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-(1)(g), check the following box / /. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing the information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 10 SCHEDULE 13D CUSIP No. 194830 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)/X/ (b)/ / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 32,477,897 SHARES ------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 32,477,897 ------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 32,477,897* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 38.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 (Limited Liability Company) - -------------------------------------------------------------------------------- * By virtue of being the general partner of each of the other Reporting Persons filing this Schedule 13D. Page 2 of 10 SCHEDULE 13D CUSIP No. 194830 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL PARTNERS (FF), L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)/X/ (b)/ / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 392,130 SHARES ---------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ---------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 392,130 ----------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 392,130* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .47% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 (Limited Partnership) - -------------------------------------------------------------------------------- * Exercised by the Reporting Person's general partner, Heartland Industrial Associates L.L.C. Page 3 of 10 SCHEDULE 13D CUSIP No. 194830 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL PARTNERS (C1), L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/ (b)/ / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 76,294* SHARES ------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 76,294* ------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 76,294* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .09% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 (Limited Partnership) - -------------------------------------------------------------------------------- * Exercised by the Reporting Person's general partner, Heartland Industrial Associates L.L.C. Page 4 of 10 SCHEDULE 13D CUSIP No. 194830 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND INDUSTRIAL PARTNERS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/ (b)/ / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 31,897,162* SHARES ------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 31,897,162* ------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31,897,162* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 38.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 (Limited Partnership) * Exercised by the Reporting Person's general partner, Heartland Industrial Associates L.L.C. Page 5 of 10 SCHEDULE 13D CUSIP No. 194830 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HEARTLAND SIDE-BY-SIDE IA, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/ (b)/ / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States (Delaware) - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 59,199* SHARES ------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 59,199* ------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 59,199* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .07% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 (Limited Liability Company) * Exercised by the Reporting Person's managing member, Heartland Industrial Associates L.L.C. Page 6 of 10 SCHEDULE 13D CUSIP No. 194830 10 5 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DAVID A. STOCKMAN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /x/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 298,150* SHARES ------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY None EACH REPORTING ------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 298,150* ------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 298,150* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .36% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * Heartland Industrial Associates L.L.C. ( "HIA") is the general partner of Heartland funds which funds owns 32,477,897 shares of common stock. Mr. Stockman is the managing partner of HIA. Mr. Stockman disclaims beneficial ownership of such shares. Page 7 of 10 This Amendment No. 83 amends the Schedule 13D (the "Schedule 13D") previously filed with the Securities and Exchange Commission, jointly on behalf of Heartland Industrial Associates L.L.C., a Delaware limited liability company ("HIA"), Heartland Industrial Partners (FF), L.P., a Delaware limited partnership ("HIPFF"), Heartland Industrial Partners (K1), L.P., a Delaware limited partnership ("HIPK1"), Heartland Industrial Partners (C1), L.P., a Delaware limited partnership (HIPC1"), and Heartland Industrial Partners, L.P., a Delaware limited partnership ("HIP" and, collectively with HIA, HIPFF, HIPK1 and HIPC1, the "Reporting Heartland Entities") and David A. Stockman, with respect to the common stock, par value $.01 (the "Common Stock"), of Collins & Aikman Corporation, a Delaware corporation (the "Company"). The definition of Reporting Heartland Entities is amended to include HIP Side-By-Side IA, L.L.C. ("HIP Side"). Capitalized terms used but not otherwise defined herein shall have the meanings heretofore ascribed to them in the Schedule 13D, as amended prior to the date hereof. All share numbers in this filing (including on the cover page) give effect to the one-for-2.5 reverse stock split (The "Split") effected by the Company in May 2002. This needs to be considered in comparing the information against previous filings. This filing is being made to reflect principally certain open market purchases of 54,688 shares of Common Stock in aggregate effected by the Reporting Heartland Entities on December 16, 2004 and December 20, 2004 and 7,812 shares of Common Stock in aggregate effected by David Stockman on December 16, 2004 and December 20, 2004. Item 3. Source and Amount of Funds or Other Consideration. Item 3 is hereby amended by the addition of the following paragraphs: All of the funds for purchases effected on December 16, 2004 and December 20, 2004 by the Reporting Heartland Entities were directly or indirectly derived from contributions made by the limited partners, general partner and members, as applicable, of each of the Reporting Heartland Entities. As a result of share purchases, the Reporting Heartland Entities acquired an aggregate of an additional 54,688 shares of Common Stock on December 16, 2004 and December 20, 2004. David Stockman used his personal funds to acquire an aggregate of 7,812 shares of Common Stock on December 16, 2004 and December 20, 2004. Item 4. Purpose of the Transaction. Item 4 is hereby amended by the addition of the following paragraph: The purchase of 54,688 additional shares of Common Stock on December 16, 2004 and December 20, 2004 by the Reporting Heartland Entities and the 7,812 shares of Common Stock purchased by David Stockman on December 16, 2004 and December 20, 2004, in an individual capacity, were in furtherance of their previously described intentions and was undertaken at this time in light of applicable trading prices. Page 8 of 10 Item 5. Interest in Securities in Collins & Aikman Corporation. Item 5 is hereby amended by substituting the 1st, 2nd and 3rd paragraphs for the following: (a)-(c) At the close of business on December 20, 2004, the Reporting Heartland Entities beneficially owned (and have sole power to vote and sole power to dispose of) an aggregate of 32,477,897 shares of common stock, representing approximately 38.8% of the outstanding common stock. David A. Stockman and the other members of HIA may be deemed to be the beneficial owner of the securities held by the Reporting Heartland Entities. David A. Stockman and such members disclaim such beneficial ownership. 54,688 shares of common stock were acquired on December 16, 2004 and December 20, 2004 in one transaction at a weighted average price of $3.55 per share. At the close of business on December 20, 2004 David Stockman, in an individual capacity beneficially owned (and has sole power to vote and sole power to dispose of) an aggregate of 298,150 shares of common stock, representing approximately .36% of the outstanding common stock at a weighted average price of $3.55 per share. The ownership of each of the Reporting Heartland Entities is set forth in the following table.
Shares of Shareholder Common Stock Percent ----------- ------------ --------- Heartland Industrial Associates 32,477,897 38.8% L.L.C. Heartland Industrial Partners (FF), 392,130 .47% L.P. Heartland Industrial Partners 76,294 .09% (C1), L.P. Heartland Industrial Partners, 31,897,162 38.1% L.P. HIP Side-by-Side IA, L.L.C. 59,199 .07%
The foregoing percentages are based on 83,630,087 shares of common stock of the Company outstanding on February 26, 2004. Page 9 of 10 Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated December 27, 2004 Heartland Industrial Associates L.L.C. Heartland Industrial Partners (FF), L.P., Heartland Industrial Partners (C1), L.P., Heartland Industrial Partners, L.P. HIP Side-By-Side IA, L.L.C. By: /s/ David A. Stockman ---------------------- David A. Stockman David Stockman, in his individual capacity /s/ David A. Stockman --------------------- Page 10 of 10 -----END PRIVACY-ENHANCED MESSAGE-----